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Regulatory advice for financial institutions

Our lawyers have extensive knowledge and understanding of the complex regulatory regimes in which financial institutions operate and are familiar with the specifics of clients' sectors and business areas.

We have advised numerous institutions in the financial sector, helping them to meet stringent regulatory requirements. Our clients are primarily domestic and foreign banks, investment companies, asset managers, investment funds, fintechs and lending companies.

By providing practical and innovative solutions, we help our clients respond to the latest legislative and regulatory developments, which are often of fundamental importance in shaping their strategy and business direction.

We specialise particularly in advising on:

  • licensing issues and rules on starting up regulated activities and the establishment of regulated entities,
  • making ownership changes in these entities,
  • regulatory issues related to the design and distribution of financial products,
  • capital requirements,
  • management of risks arising in the operations of financial sector institutions,
  • corporate governance in financial sector institutions and outsourcing,
  • remedial measures and compulsory restructuring.

Our clients have entrusted us with some of the most complex cases in the financial sector and with representing them before the supervisory authorities.

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